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The 4,000-person regulator in March was one of the first federal agencies to tell employees to stay home due to the public health emergency.
July 14
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The bank has been in turmoil relative to peers for years. The economic fallout from the coronavirus pandemic only made matters worse.
July 14
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Earlier this year, FINRA arbitrators granted the former advisor’s expungement request, but still sided with the firm on its demands for repayment of two promissory notes.
July 14
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It’s the second consecutive quarter that trading set a record, as the bank’s Wall Street unit is helping prop up the consumer-lending division.
July 14
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“Overall there were not many positive data points to hang your hat on,” according to analysts. Advisor headcount, net interest income and assets were down.
July 14
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The firm set aside a record $9.5 billion for credit losses, about $4 billion more than analysts had expected, as it braces for a wave of coronavirus-related defaults.
July 14
