The Latest

  • Some attorneys say it's welcome relief, but how long will it take to get new hearing dates?

    March 17
    FINRA finra headquarters Financial District Zuccotti Park regulation
  • For firms that haven't recently updated their capabilities, the next few months will be a rough wake-up call.

    March 17
    Douglas Fritz
    F2 Strategy
  • Director Product Marketing, OneSpan

    March 17
    Tim Bedard
  • Director, IT Solutions Delivery, BDC

    March 17
    Jorge Oliveira
  • Senior Manager, Customer Strategy, TD Bank

    March 17
    Ranya Tzortzatos
  • After resigning last year under pressure from federal policymakers, the former executive received no severance benefits or annual incentive award.

    March 17
    The bank said former CEO Tim Sloan received no severance benefits or annual incentive award last year after resigning under pressure from regulators.
  • It’s a strict move for a firm whose advisors are known for a retail approach to client service and acquisition.

    March 17
    Edward-Jones
  • Ennie Lim is the CEO and co-founder of HoneyBee, a Certified Benefit Corporation with a mission to re-imagine financial health support in the workplace. HoneyBee’s holistic financial wellness platform provides employees with on-demand financial education and access to emergency funds for life’s unexpected expenses.

    She currently sits on the governing board of the NCHRA, one of the nation's largest HR associations representing over 30,000 HR professionals.

    March 17
  • Eric Kim is a director in Fitch Ratings higher education and non-profit institutions group. Eric joined Fitch in March 2007, and he works on credit analysis for new bond offerings, as well as surveillance of existing ratings in a variety of sectors including higher education & non-profits, tax-backed, water and sewer, healthcare, and public power. Eric was previously chief of staff for the first deputy commissioner at the New York City (NYC) Taxi and Limousine Commission for two and a half years. He also worked as a project manager at the Lower Manhattan Borough Commissioner’s Office in the NYC Department of Transportation (DOT). Eric began his career as a NYC Urban Fellow, providing research and analytical support in the commissioner’s office at the DOT. Eric earned a BA from Brown University and an MPA with a public finance specialization from the Wagner School of Public Service at New York University.

    March 17
  • Managing Director, Moody's

    March 17