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Katherine Doty Hanniford is a senior associate at Alston & Bird LLP in Washington, D.C., on the firm’s Technology & Privacy and Cybersecurity Preparedness & Response teams. She focuses her practice on cybersecurity and privacy compliance and enforcement.April 13 -
Tim Foley is counsel at Alston & Bird LLP in Washington, D.C., in the firm’s Financial Services & Products Group. He advises broker-dealers and other financial institutions in regulatory compliance and enforcement matters involving the SEC, FINRA, self-regulatory (SRO) agencies and state and foreign regulatory agencies.April 13 -
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The IRS now says some unwanted RMDs can be undone, eliminating the tax bill
April 10 -
Amy Smith, CPA is the Senior Manager, Master in Professional Accounting at HeimLantz CPAs and Advisors in the MD and VA Offices.
April 10 -
Here's what advisors need to know as the agency continues remote exams.
April 9 -
James Gorman is the first known case of a wirehouse executive contracting the virus.
April 9 -
Waddell & Reed rep Zachary Edwards is feeling much better and relieved that his friends, colleagues and loved ones appear to have avoided COVID-19.
April 9 -
Wealth management firms have evolved past looking for a “flashy digital product” to solve their technology problems, MyVest CEO Anton Honikman says in an episode of Financial Planning’s Invest Podcast.
April 9













