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Asset managers are embracing new distribution technology, big data and alternative investment strategies.
August 2
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Rather than learn from the mistakes exposed regarding false listings of advisors’ “fee-only” status, the board doubled down on looking the other way.
August 2
Wealth Logic -
FNG is one of a growing number of actively managed ETFs that have the freedom to tune their exposure whenever they want.
August 2
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John Arvanitis is a managing director in the compliance risk and diligence practice at Kroll, where he advises clients worldwide on anti-money-laundering matters and other aspects of compliance programs. Arvanitis joined Kroll after a 27-year career with the U.S. Justice Department's Drug Enforcement Administration (DEA). During this time, he developed and led numerous initiatives focusing on disrupting and dismantling transnational organized crime syndicates, with an emphasis on money laundering and other finance-related activities.
August 2
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Catherine Maloney is vice president of data nanagement and analytics at CO-OP Financial Services.
August 1
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Those who didn't save early may miss key opportunities, experts say.
August 1
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The firm didn't disclose its conflicts of interest in receiving over $100 million in revenue sharing from mutual funds over nearly five years, the SEC says.
August 1
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