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Christopher Dougherty’s proferred investments allegedly included real estate properties and a 100-acre organic farm.
May 2 -
Debra Johnson is assistant general counsel and human resources consultant at Engage PEO.
May 2 -
The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2 -
Since joining Mackay Shields as an investment management assistant 46 years ago, Lucille Protas is now president, executive managing director and COO.
May 2 -
Since making the decision to join Jeffrey Gundlach at DoubleLine, Luz Padilla now oversees a 16-person team with nearly $9 billion in AUM.
May 2 -
Since starting her career at Vanguard more than a decade ago, Denise Krisko has launched her own sub-advisory business that manages $4.5 billion.
May 2 -
The hiring will “reflect the changing nature of fund management,” a company spokeswoman said.
May 2 -
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The bank allegedly helped French clients evade taxes.
May 2











