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The SEC and FINRA have launched groups focused on better understanding this growing area of the industry.

An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?

The switch is the latest in a series of billion-dollar moves so far this year.

These 10 leaders have a lot to say about how women have advanced in the industry over the years.

The 11-person team, which was assisted by Dynasty Financial Partners, was attracted by the raft of technology options in the independent space.

Mark Heppenstall is Chief Investment Officer at Penn Mutual Asset Management

Jonathan Ebinger is a general partner at BlueRun Ventures.

Brittany Carter, DHSc, MPH, is director of health and research at Wellsource, a provider of health risk assessment and health education products.

The discussions, which have since been abandoned, centered on a REIT with a market value of $2 billion, according to people familiar with the matter.