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Michael Brown is a partner and the director of wealth management at Dynasty Private Wealth in New York.

The active versus passive debate rages on — but one fund type wins when it comes to tax-loss harvesting.

Worried about rapid transformation in the industry? It may be easier to evolve than you think.

The agency says the biotech magnate and nine others made $27 million pumping up penny stocks.

The deal with the family-run independent insurance firm followed record sales in fixed-index annuities.

The regional broker-dealer’s head count jumped up to 1,824 in the third quarter.

Why these are more inviting under the new tax law.

A growing chorus of firms such as Fidelity, Citigroup and Goldman Sachs have announced plans for a variety of services around cryptocurrency trading.

How to report a transaction that should have been disclosed to regulators long ago, but wasn’t.

Clients preparing for a life-altering event — such as marriage, divorce or a new baby — are advised to start getting their paperwork in order.