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Ulrik Kristensen, MD, is a senior market analyst at Signify Research, a health technology market-intelligence firm based in Cranfield, UK.

A former Goldman Sachs broker also joined the boutique firm's office.

The firm is spending about $4 billion in an initiative that spans trading ― particularly in fixed income ― wealth management and other units.

Scrutinizing recent performance isn’t a recipe for long-term investment success.

Robert Grubka is president of Voya Financial’s employee benefits business. In this role, he is responsible for product development and management, distribution and the end-to-end customer experience for Voya’s stop loss, group life, voluntary and disability income insurance solutions offered through businesses and covering 6.2 million individuals.

In light of recent losses, risk models will tell managers to cut their exposure to the factor, which could cause a systematic sell-off.

Federico Ast is co-founder of Kleros.

Salary-reduction arrangements can exclude up to $520 each month from a client’s taxable income to cover these expenses.

Can an RIA take the first bite of the apple when it comes to a dually registered rep’s brokerage commissions?

Brian McIntyre said the regulator mostly sought to terminate older workers in a September wave of firings after FINRA lost a regulatory contract with the New York Stock Exchange in 2016.