The Latest

Dominik Mjartan is president and chief executive of South Carolina Community Bank in Columbia, South Carolina, and board chair of the CDFI Coalition.

Tushar Kothari is chief executive officer at security firm Attivo Networks.

Brent Pietrzak is senior vice president of strategic operations at Flexera, an IT asset management firm.

The reforms could serve as a checklist for firms looking to enhance their own cybersecurity posture in light of the regulator’s increased scrutiny.

Lawmakers praise the spirit of the rule, but want to see a true uniform fiduciary standard.

Advisors should frame health care costs as an annual expense rather than a lump sum, which is demotivating for investors, according to Vanguard.

The concept of ROI is shifting for young investors.

John O’Rourke is vice president of product marketing at OneStream Software. With a background in accounting and finance, he has over 30 years of experience in the software industry, including 20 years of experience in CPM product marketing. He has worked with many customers and partners on financial reporting and planning initiatives and has spoken and written on many topics in corporate performance management. O'Rourke has also held positions in strategic marketing and product marketing at Hyperion Solutions, Oracle, Host Analytics and Dun & Bradstreet Software. He has a BS degree in accounting from Bentley University and an MBA from Boston College.

Issuers want the regulator to go further and make it easier for managers to choose the securities they add or subtract when they issue and redeem shares.

Royal Alliance Associates will absorb the firm following the deal, which would push the network’s headcount above 6,800 advisors.