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Steven Arendt, MD, is physician executive of Physician Alignment for Cerner.

The firms are seeking to tap into the growing demand for ethical investing.

The regulation was dealt a fatal blow when a federal appeals court hearing a challenge to the rule by business groups vacated it in a split decision.

Industry leaders weigh in on key issues, including technology advancements, the increasing focus on ESG and developments in ETFs.

The advisor told the client that she could pre-pay her advisory account fees at a discount by writing him a $7,400 check, FINRA claimed.

Only about a third of advisors have an asset-transfer plan in place, according to research.

There are 148 ETFs focused on dividends. We looked at the eight cheapest, and then whittled even further.

Bob Verrico is the executive chairman of InvestingChannel.

Ron Vlieger, CFA, is the founder of Freshwater Editorial and a spokesperson for DoubleRock Corp. Bent, chairman of DoubleRock, is co-inventor of the world's first money market mutual fund, the Reserve Primary Fund.

Tony Foss is a partner in the New York office of Prophet. Tony brings over 20 years of experience leading the development of digital and business strategies; as well as overseeing global business transformation initiatives. Prior to joining Prophet, Tony led Capgemini Consulting’s digital strategy practice, for four years, overseeing digital transformation engagements across a diverse client base, including a top 3 P&C insurance firm, the largest US bank, the largest national transportation provider and a cult-brand quick serve restaurant.