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Patrick O'Keeffe is executive director, software engineering, at Quest Software.

Elderly clients should make sure they have enough fixed-income in their retirement portfolios to spin off cash to cover the gap between income and expenses until the market recovers.

“There aren’t many combination opportunities left, so about six or seven months ago we recommitted ourselves to recruiting and got more aggressive in recruiting,” says Michael Purpura, president of D.A. Davidson Wealth Management.

Industry leaders were selected from Voya Investment Management, Franklin Templeton Investments, Carson Group and more.

The advisor fooled her victims into thinking she would invest their funds when in fact she used the money to buy luxury items and real estate, prosecutors claim.

The firm’s CEO is counting on growth at the investment bank to drive future returns.

Marc Gottridge is a New York-based partner at Hogan Lovells and global head of the firm’s financial services litigation practice.

By requiring brokers to look out for clients’ best interests, the SEC is effectively requiring them to give financial advice, which distinguishes them from online brokers and should let them keep charging clients premium fees.

The bank is seeking to boost efficiency and growth by combining two wealth management businesses into a single one known as Global Wealth Management.

Jocelyn Gunter is the chief executive officer of ARMA International.