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The magnate's fallen empire included RCS Capital, the onetime parent of Cetera Financial Group.

OCIE plans to conduct 1,850 probes of RIAs, a 28% jump over its 2016 total, while sharply cutting those aimed at broker-dealers.

Lawmakers are considering scrapping individual deductions, including tax breaks for certain plan contributions.

Paul Faust is vice president of business development at RingBoost, a marketing company focusing on providing vanity phone numbers to businesses.

Once you purchase real estate, you are married to it, says adviser Mike Martin.

The move comes the same week that the SEC said it would try to coordinate with the Labor Department on the regulation.

Even though they have posted positive returns, debt and equities markets have been moving in opposite directions for the better part of two decades.

Regulations to keep bad actors out of U.S. financial markets could soon apply to RIAs.