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Alexander Sicular is a solutions architect for Basho, a developer of NoSQL distributed database technology.

Embracing fiduciary standards, managing client risk and integrating technology are essential steps for every RIA to undertake.

The independent firm affiliated with Raymond James recruited six advisers for a new branch office.

“It starts out small,” the advisor told his compliance officer, authorities say. “You think you are going to pay it back.”

Shanna Laughton, CPA, CA, is the manager of global tax and payroll at Halogen Software. She has over 15 years of experience in public accounting, and providing tax and payroll solutions to organization across various industries. At Halogen, Shanna’s team is responsible for local and international payroll and tax functions.

Third Point founder Dan Loeb remains optimistic about future growth despite his offshore fund trailing the S&P 500 every year from 2013 to 2016.

Meredith J. Deen began her career with FMSI in 1990. Currently, as COO, Meredith spearheads FMSI’s day-to-day operations with particular focus on Client Relations and Software Development. She remains focused on upholding FMSI’s commitment to ethics and high-level service with every client, prospect and partner interaction. As FMSI continues to grow, Ms. Deen works to ensure a course of continuous improvement in order to maintain our solid client partnerships. Ms. Deen previously worked for a large Southeastern financial institution and uses that experience to appreciate the day-to-day concerns of clients and prospects. Ms. Deen holds a Bachelor of Arts in Mathematics and Economics from Agnes Scott College and an Executive MBA from Georgia State University.

The Brevan Howard and similar macro products have felt pressure to boost returns amid low-rates, central bank interventions and high fees.

Teresa Freeborn is chairwoman of CUNA's Awareness Advisory Group and president/CEO of Xceed Financial CU, El Segundo, Calif.