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David A. Cass is an adjunct professor at the
Harvard School of Continuing Education.

Daniel B. Garrie is the founder and managing partner of Law & Forensics LLC.

Edward Jones stood accused of not properly supervising advisors who were charging clients commissions for mutual funds and then moving the fund shares over to fee-generating accounts.

A recent Smarsh survey found that although 79% of finserv firms view AI as critical to the sector's future and 81% of large firms feel pressured to adopt AI to stay competitive, only 32% have formal AI governance programs in place.

Haywood Talcove is the CEO of LexisNexis Risk Solutions Government Group.

Industry experts say the new team of 25 investment specialists seems designed to tackle the more esoteric aspects of working with wealthy clients and leave asset gathering and relationship management to advisors.

Founders Sonya Dreizler and Liv Gagnon said they hope their firm's successes provide "a stepping stone" for others to keep working toward its mission.

Rachel Hunt is head of payments platform commercialization at ACI Worldwide.

Megan Weis is the vice president and general manager at Personiv, where she spearheads the development and management of a finance and accounting outsourcing offering. With over 20 years of experience in finance, accounting and business process outsourcing, she combines her industry knowledge to deliver value to her clients.

If there's one thing we should have learned by now, it's that the constant state of change in our industry is driven by advances in technology.