The Latest

From recommending wrong share classes to cherry-picking allocations, these are the pitfalls advisers should avoid.

Sandeep Soni is Director for KMS Technology, a software development and IT services firm based in Atlanta, GA and Ho Chi Minh City, Vietnam.

A broker leaving a job didn't think the training he got from his former employer was sufficient. His old firm disagrees and wants the costs reimbursed.

Use upside and downside capture ratios to analyze potential investment products, as well as help those who are nervous feel calmer about their portfolio.

Takahiro Kusakari's life changed in 2007 when the then 28-year-old stumbled into a seminar by the founder of Japan's biggest independent mutual fund.

Event-driven hedge funds speculating on corporate deals and restructurings are falling out of fashion, with investors withdrawing $31 billion from managers this year.

The firm failed to promptly liquidate his $3 million brokerage account, the client's lawyer argued during the hearing.

Unlike pension plans which rely on market returns to fund their payouts, Social Security puts its investments in U.S. Treasury debt, which yields only 1% in annual return.