The Latest

Four elite advisers who left the independent channel to launch their own RIA deliver blow to Wells Fargo's target of a best-ever recruiting year.

Active asset managers such as GAM are facing higher regulatory costs and the growing popularity of low-cost ETFs that passively track markets.

The views echo concerns expressed by some managers as stocks reached record highs and bond yields plunged to historic lows.

While it is understandable for parents to support their children's athletic goals, they should learn to cut back on other expenses.

The bank is the second to join the firm's network in less than a week.

George Merhoff poured his clients' portfolios into a handful of energy stocks that plummeted in value, ex-clients allege in arbitration cases.

Nascent partnership at largest female-run IBD ends as Erica McGinnis leaves top spot. Expect more heads to roll, one expert says.

See which independent broker-dealers have the highest revenue.

A variety of clients may find it wiser to hold back.