-
The new regulations are “arbitrary and capricious," a trade organization asserts.
June 7
-
The recruit was overseeing 100 advisers responsible for $15 billion in client assets before joining the breakaway firm.
June 7
-
Prior to her financial services career, the recruit was a U.S. Army reservist working as a Russian linguist.
June 7
-
The ultrawealthy are taking more conservative positions this year, but younger investors are still bullish, according to a recent industry study.
June 7
-
Joseph Lisanti, a Financial Planning contributing writer in New York, is a former editor-in-chief of Standard & Poor’s weekly investment advisory newsletter, The Outlook.
June 7
-
Lehman, product marketing manager III with Standard Insurance Company (The Standard), is responsible for the product strategy and development of the company’s supplemental product offerings. Lehman has strong ties to the voluntary industry with 10 years of experience developing voluntary products, including life, disability, critical illness, accident and hospital indemnity. She holds a bachelor’s degree from Bowling Green State University and a master’s from Franklin University
June 7 -
Dan Bond is principal at Compliancedashboard, LLC, where he specializes in creating technology-based solutions to help employers comply with the laws that govern their benefit plans.
June 7
-
Advisers also noted a dip in their clients’ retirement savings activity after the tax filing deadline passed.
June 7
-
Converging movements – fiduciary, technological and demographic – mean new realities for how a planner will act like a professional.
June 7
-
The proliferation of asset management firms and the growth of individual funds have forced managers to maintain too many positions and undermined returns said AllianceBernstein CEO Peter Kraus.
June 7
