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Regulators allege First Horizon Advisors violated Reg BI when it continued recommending complex investments even though it was struggling to bring over customer information from a recent acquisition.
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The SEC head said artificial intelligence is promising for innovation and greater access to financial markets, but there's a need to ensure diversity of algorithms and guard against fraud.
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Rafael Rogel is vice president and financial education manager at Beneficial State Bank.
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Experts expect the rate cuts to continue, but for how long and how effective they will be in achieving a "soft landing" remain to be seen.
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Fintech startup Intelligent Alpha has launched a chatbot-powered ETF that claims to harness the investment brainpower of Warren Buffett, David Tepper, and more.
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Financial advisors from three non-giant firms shared how they can find their edge in a channel of wealth management that's increasingly fragmented toward the top.
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Heather Senison is an award-winning journalist covering finance, real estate and design. Her writing can also be found in publications like The New York Times, The New York Post, The Real Deal and Forbes. Visit
heathersenison.com to connect and learn more about her work.
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