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Available technology solutions could boost professionals' efficiency in serving their clients — but only if financial advisors and their customers are open to them.

The Internal Revenue Service doesn't collect data on taxpayers' race or ethnicity, but some of its methods could lead to disparities in its audit rate.

Anne Maltese is the Director of People Insights at Quantum Workplace. She is passionate about making work better every day by coaching organizations on how to design engaging employee experiences that drive business success. Before joining Quantum Workplace, Anne was a consultant at Gallup, working with organizations to solve their most pressing business problems. Anne has a master's degree in I/O Psychology from the University of Akron and nearly two decades of experience specializing in employee engagement, performance management, and workplace cultures.

Martin Taylor is the co-founder and deputy CEO of Content Guru, a global cloud communications and customer experience technology provider. Martin's responsibilities include product innovation and strategic market development.

As incoming president of Raymond James & Associates, Tom Walrond will seek to build on his firm's reputation for stability and advisor choice.

The elimination of "staking" and associated yields tamp down enthusiasm for the products.

The financial industry regulator contends firms are unnecessarily sounding the alarm that new policies will require going into the office five days a week.

Barriers keep CPAs, attorneys, financial advisors and brokers from communicating effectively for their client's benefit — and the benefits of collaboration are significant.

Shawn Goheen, CSA, LUTCF, is a partner at Goheen Insurance, A Simplicity Company, providing solutions to estate tax issues and helping high-net-worth individuals preserve their financial legacy. He is a 33-year veteran in the insurance industry.

James Gorman will step down as Morgan Stanley chair at year end, concluding an era in which the firm nearly failed before evolving into a wealth management leader.