- Stifel financial advisor killed in mass shooting remembered as ‘ambassador’ of firm’s Chicago office
At 88 years old, Stephen Straus still went to work to serve clients every day “not because he had to, but because he wanted to,” the company’s CEO said.
July 7
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Advisory firms are particularly vulnerable to data breaches, according to a recent Arizent survey, and proposed SEC rules mean they may no longer be able to react to cyberattacks with impunity.
July 7
Axos Advisor Services -
Raghu Valipireddy is senior vice president and chief information security officer at Axos Advisor Services where he is responsible for the company’s cybersecurity organization. He has extensive experience in IT, risk and compliance, and driving enterprise security initiatives.
July 7
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The inflows are tied to funds that track the EU-regulated climate benchmarks and may signal that investors are looking for more credible "green" opportunities.
July 7
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Judie McCarthy is a QuickBooks ProAdvisor (Advanced Certified), speaker, author, experienced accounting professional and co-founder of
Client Hub , a web-based workflow and client collaboration tool built for accounting professionals.July 7
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Ted Benna, the father of the 401(k), chats with Mindy Zatto of Strategic Benefits Advisors on the evolution of the retirement space, crypto investing and preparing workers for the day-to-day of retirement.
July 7
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The veteran attorney and consultant has tips for advisors on the move.
July 6
- Commonwealth, Edward Jones and Stifel grab top advisor satisfaction marks amid recruiting challenges
In J.D. Power's annual survey, a significant portion of wirehouse and independent representatives said they're considering a move to another firm.
July 6
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Investment properties are a very different class from stocks, bonds and the like, one that often isn't managed with the same discipline.
July 6
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