LPL Financial

Which firms showed “meaningful progress” in improving client experience? And which one slipped?

The firm also granted its new chief stock options worth $4.8 million following a debt refinancing.

The bank's retail brokerage operation employs 12 advisers and has approximately $780 million in advisory and brokerage assets.

Here’s a roundup of the best quotes and most intriguing ideas we heard at the annual convention.

The investment services unit of one regional bank is working with 10 of its top producers to whittle their books of business.

The firm has already standardized its variable annuities and alternative investments and is working toward doing the same for mutual funds as well as indexed and fixed annuities.

After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.

A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.

The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.

Carolyn Armitage joined the RIA M&A consultant after LPL eliminated the enterprise consulting division.