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Former head Mark Casady, new chief Dan Arnold and board member Marco Hellman each netted millions.
February 17
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Intense competition and the advent of the fiduciary rule are prompting financial institutions to consider making select purchases.
February 13
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We've reshuffled our top 100 bank advisers to list them solely by fee business. Here are the top 25.
February 12
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The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.
February 9
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"We believe they have made our overall platform more competitive," said a top executive in the LPL division that supports banks and credit unions.
February 8
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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
February 7
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The firm says it could delay changes it pledged to make to comply.
February 3
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The firm says it "terminated" its relationship with the large OSJ. It’s the third large split in two months.
February 1 -
Once a top-producing planner at LPL, Carson now possesses a direct line to the CEO.
January 20
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The large community bank will look to LPL to help the investment services business meet the requirements of the fiduciary rule.
January 19
