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The No. 1 IBD adapted Riskalyze to its still-evolving ClientWorks portal and added Black Diamond to its discounted vendor program.
July 30
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The regulator accused the four firms and the Advisor Group network of supervisory failures in sales of L-share VAs in separate but near-identical cases.
July 30
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Dan Arnold says the firm remains interested if deals are a match for the No. 1 IBD.
July 27
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Wealth Enhancement Group would grow to nearly 70 advisors nationwide under its second major purchase of the year.
July 25
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Kestra grabbed a practice from the No. 1 IBD, but it gained another one while preparing for a top executive’s departure.
July 16
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The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.
July 13
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Five of the regional BD's new hires come from Wells Fargo.
July 12
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The combined amount across the top 10 firms has jumped 37% to $385.3 million over the past three years.
July 9
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The No. 1 IBD cleared him of any wrongdoing then said he still faced the probe after leaving the firm months later, according to the lawsuit.
July 6
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The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
June 29
