Financial Planning - January/February 2022

PE's big catch: RIAs. Is the haul sustainable?

Intercontinental Wealth Advisors this week announced a partnership and sponsorship with UTSA standout Rashad Wisdom. But his connection with the firm is much deeper than that.

Despite standout defamation awards, such as a $13.5 million payout to an ex-UBS rep, advisors and attorneys say firms are abusing their U5 power.

Breaking ties with your firm can be a smooth transition with no hitches in business, or a daily struggle that requires years in the courtroom. Here's how to navigate the path, no matter where it takes you.

Technology gives investors more opportunity to diversify than ever, but experts worry about exotic strategies in IRAs.

The firm’s newest business unit’s first move is to acquire portfolio personalization software from Optimal Asset Management.

Some worry the complex financial products are being pushed to investors who don’t fully understand the risks.

Financial Planning asks the executive about the latest updates to the company’s software, how his company balances growth with serving small advisors, and returning to in-person conferences.

It’s a cliche that’s out of date, advisors say; instead, investors should actively consider the tax consequences before making market moves.

After two years of record M&A, rising asset prices and increasing digitization, independent advisors are poised to take on the brokerages, executives said.

Now is a perfect time to consider their sensitivity and, if necessary, to protect against extended bouts of high inflation.

Advisors should know the roles each plays in digital asset management.