Financial Planning - November/December 2023

The weight of Schwab and Fidelity referrals

Competitors and critics in an industry fragmented between large and small firms and obsessed with organic growth question the increasing exclusivity and fees.

Younger investors are much more interested than older investors in charitable planning services, a Fidelity report found — and advisors should take note.

From ordinary couples to the ultrarich, people of any wealth level are vulnerable to financial abuse and domestic violence. Wealth managers, who can see into a household's finances, can make a difference.

A new Cerulli report found that the 10 largest broker-dealers hold 58% of retail AUM, in the wake of rapid consolidation among the top 25 BDs.

Firms and industry groups warn that the regulator's proposal for reining in robo-advisors and sophisticated investing algorithms would step on their fiduciary duties and Regulation Best Interest.

Regulators promise to pay special attention to how firms are using technology to not only guide investments but also to protect client data.

A new working academic paper cites a dearth of research about the increasingly widespread strategy and the need to consult financial advisors about it.

Retirees get the most out of Social Security if they file at age 70. But according to new research, only 10% of Americans wait that long.

Consumers with more than $250,000 in assets are seeking the services at a higher rate than financial advisors are currently providing them, according to a new survey.

High interest rates, low volatility and conservative investors have transformed the dealmaking environment for startups. But insiders say the dark clouds that once watered wealthtech's money trees come with a few silver linings.

Used as directed, superbots are particularly well suited to the needs of financial advisory firms, argues the founder and CEO of TIFIN.

The irrevocable instrument has gained popularity among couples but should not be entered into lightly.

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