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John Hughes, the former senior trader on the exchange-traded funds desk at UBS AGs global synthetic equities division, was banned from working in the U.K. finance industry over his involvement in a $2.3 billion unauthorized trading loss caused by Kweku Adoboli.
May 1 - Money Management Executive
Global regulators face a backlash from some of the worlds largest asset managers including Pacific Investment Management Co., Fidelity Investments, and BlackRock Inc. over plans that could single them out for tougher regulation.
April 29 -
The biggest money managers are asking U.S. Congress to fix a largely frozen part of the mortgage-bond market with a step that would echo moves taken during the Great Depression.
April 29 -
- Money Management Executive
A Marketing Roadmap for ETF Providers
April 27 - Money Management Executive
ETF 1Q Report: New Products, Fees
April 27 - Money Management Executive
Expert View: Future of Collateral Management for Mutual Funds, ETFs
April 27 - Money Management Executive
Mihir Worah decided it was time to bet on rising consumer prices in November after Treasury Inflation-Protected Securities were on track for their worst year on record
April 25 -
Exchange-traded funds focused on Brazil attracted their biggest inflows yesterday in 10 months following a 15% rally in the countrys Ibovespa benchmark index from a five-year low in March.
April 25 -
The U.S. Securities and Exchange Commission is reviewing whether certain alternative mutual funds that mimic riskier hedge-fund strategies are complying with leverage and liquidity rules.
April 24