Portfolio

Former SEC lawyers say regulators are now likely going through their cases and deciding which are emergencies worth pursuing even if the agency's staffing is severely reduced.

Financial advisors getting calls or emails from panicked investors can remind them that experts predict any economic impact would be limited and temporary.

The irrevocable instrument has gained popularity among couples but should not be entered into lightly.

A wealth manager in Cincinnati has little room for new clients, especially one with few assets to manage. Can he turn him down?

The appointment comes amid the organization's push for 'title protection' for financial planners.

These 10 firms are driving the ongoing shift in the industry to fiduciary advice and away from sales commissions.

As an advisor who relies on technology to power his practice, the 2023 Financial Planning Rising Star award winner explains why he decided to start backing wealthtech firms that create tools for planners.

When it comes to charity, last year wealthy families gave differently — and invested differently.

The SEC also alleges the firm's founder invested clients' money through a fund that employed his wife without disclosing the conflict.

Overall, customers expressed greater satisfaction with their retirement plans' websites and mobile apps this year, but experts say there's still much room for improvement.