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In a bid to further enhance its capabilities for advisors, the firm is also slashing ETF transaction fees on select funds later this year.
May 3
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Christopher Dougherty’s proferred investments allegedly included real estate properties and a 100-acre organic farm.
May 2
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The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2
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Since joining Mackay Shields as an investment management assistant 46 years ago, Lucille Protas is now president, executive managing director and COO.
May 2
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Since making the decision to join Jeffrey Gundlach at DoubleLine, Luz Padilla now oversees a 16-person team with nearly $9 billion in AUM.
May 2
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Since starting her career at Vanguard more than a decade ago, Denise Krisko has launched her own sub-advisory business that manages $4.5 billion.
May 2
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Evolution Financial Advisors has grown to 86 advisors with $2.6 billion in client assets under Securities America.
May 1
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The No. 1 IBD also nominated a new board member and tapped key executives for advisor support and government relations.
May 1
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Without advisor buy-in, scale can't be achieved, the tech executive says.
May 1
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Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.
May 1
