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Long-only equity mutual funds report the first positive week in nearly a year.

The increase was due to the rise in the size and number of "supersized" fines of $1 million or more; meanwhile, restitution fell 71% from the previous year.

An avid runner, adviser Melissa Sotudeh finds striking similarities between her passion and her practice.

The two advisers went indie with Focus Financial, one of the country's biggest RIA aggregators.

Take a look at some of the best comments from your industry peers on the fiduciary rule.

After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.

If rule isn’t scaled back, the lower tier of advisers has a rough road ahead. Their “future isn’t what it was in the past.”

It’s not just about consumer advocates and advisers; there’s another side to the issue that’s not getting the attention it deserves.

Andy Sieg says the firm's digital wealth and mobile app investments are "a key strategic story."

The firm lowered its online retail trade commission from $6.95 to $4.95 about 10 hours after Fidelity announced similar reductions.