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The bank's current leader of Consumer Banking and Private Wealth Management will move to a new role spearheading initiatives to evaluate further fintech alliances.

The regional firm's newest hire generated $926,000 while at the wirehouse, according to RBC.

The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.

Acting Chairman Michael Piwowar calls accredited investor threshold an "artificial distinction" that perversely can hurt the smaller investors it's designed to protect.

Embracing fiduciary standards, managing client risk and integrating technology are essential steps for every RIA to undertake.

The independent firm affiliated with Raymond James recruited six advisers for a new branch office.

“It starts out small,” the advisor told his compliance officer, authorities say. “You think you are going to pay it back.”

Third Point founder Dan Loeb remains optimistic about future growth despite his offshore fund trailing the S&P 500 every year from 2013 to 2016.

The Brevan Howard and similar macro products have felt pressure to boost returns amid low-rates, central bank interventions and high fees.

Many people who qualify for the Retirement Savings Contribution Credit can save as much as $2,000 on taxes but fail to claim it because they are not aware of it.