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The recruits generated $1.8 million in annual production before making the move.
May 19
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Advisors able to analyze client data will be able to predict financial behavior, says Jud Bergman, Envestnet's chief executive.
May 19
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This strategy for the qualified conservation contribution gets higher deductions, says Samuel Donaldson, professor of law at Georgia State University College of Law.
May 19
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The Massachusetts-based planner, who allegedly told clients their money would be invested in a hedge fund, was also ordered to pay $1.89 million to victims.
May 19
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A U.S. proposal could make it harder for Wall Street banks to compete for talent against asset managers.
May 19 -
In an unusual move, the two veteran advisers left the independent channel to rejoin an employee broker-dealer.
May 19
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Previous investors were happy to let a Canadian firm be the sole investor, says Bill Harris, CEO of Personal Capital.
May 19
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As Cetera parent RCS Capital moves toward bankruptcy emergence, the IBD will shutter two smaller IBDs, leading to likely loss of unknown number of advisers.
May 18
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Recent market and economic headwinds have dampened growth at all three firms, which have been striving to grow through recruiting and acquisition deals.
May 18
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Keeney Financial Group plans to leverage Triad affiliation to grow, firm founder says.
May 18
