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Chairwoman Mary Jo White tells lawmakers that a uniform standard for advisors and broker-dealers remains a priority, but that says it's a long slog.
April 13 -
Firms can't keep up with the demand for new recruits, which will keep the bigger payouts coming, On Wall Street's annual recruiter panel says.
April 13 -
Voices: If clients are already comfortable with DIY-investing, they could have already done so themselves with a robo advisor or low-cost brokerage.
April 13
Totum Wealth -
The addition of the country's largest IBD network demonstrates how much value BlackRock has created from its $152 million deal for Silicon Valley-startup FutureAdvisor last August.
April 13 -
Worries grow over retirement security, according to new research from IRI.
April 13 -
As digital wealth platforms turn to serve advisors, the trend will help those who are ready to enhance their practices with technological tools.
April 13
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Some funds, even within the same category, are inherently more variable than others.
April 13 -
"I think its too soon to call this version anything close to a victory for either consumers or the financial services industry," writes John Taft, CEO of RBC Wealth Management.
April 12
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On Wall Street honors the industry's leading branch managers.
April 12 -
Clients may contribute less than the maximum if they're carrying high-interest debt or need funds for education or a new home; plus, why raising the retirement age is a bad idea.
April 12



