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The former wirehouse advisor is the newest hire at Snowden Lane Partners, an independent firm.

“We expect this momentum to continue and potentially accelerate over the next five to seven years,” says investment banker David DeVoe.

You can’t know how a ground-floor investment will pan out, but you can help clients understand the risks and maximize their chances of success.

Certain incentives drive employees to find new revenue sources: new clients.

Unscrupulous advisors are finding safe havens, and fear no regulatory body.

The Bank of America unit that serves ultrawealthy clients picked a Merrill executive to oversee its Central North division.

Raymond James is seeking to undo a fired advisor's arbitration win against the firm, arguing that a FINRA arbitration panel exceeded its powers.

Clients who want to buy property abroad using assets in their 401(k) or IRA should take steps to make sure funds will be available when they need it; plus, why probability software is unreliable for retirement planning.

Bakhshi, who takes over as CEO in June, brings with her a track record of innovation and a reputation for getting the most out of her teams.

“We expect this momentum to continue and potentially accelerate over the next five to seven years,” says investment banker David DeVoe.