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Pimco fired back at Bill Gross, the co-founder who oversaw the firms ascent for 43 years, saying his lawsuit over his departure looks more like a screenplay than a legal filing and should be thrown out.
November 9 -
One of the trends shaping fund distribution is heeding advisor demands to make the process more efficient through technology, says one asset management senior executive.
November 9 -
Family office advisor Rick Flynn rebrands his practice and teams with two other veterans.
November 9
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Indian regulators plan to allow online marketplaces such as Flipkart and Amazon.com to offer funds alongside other products
November 9 -
In a blow for RCS Capital, AR Capital and Apollo Global Management terminate a deal to buy the bulk of real estate investor Nicholas Schorschs holdings.
November 9 -
The goal of the new Citi Wharton Global Wealth Institute is to train 300 to 400 advisors a year for the next three years, helping enhance their business acumen and leadership skills.
November 9 - PH
The former broker admitted he stole millions from client accounts to wager on sporting events, pay his bills and trade stocks.
November 9 -
The Rosen Team had $2.6 million in annual production before switching wirehouses.
November 9 -
United Capital anticipates adding $1.5 billion in assets in buying Select Financial Group and PSA Insurance & Financial Services.
November 9 -
The wirehouse advisors joined forces at Dynasty Financial Partners to launch Cardan Capital Partners.
November 9
