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Swift CEO Gottfried Leibbrandt talks about how the global messaging network is looking to stay relevant to its bank members; the potential and limitations of blockchain technology; and his views on the startups looking to disrupt banking.

Wall Street profits were $11.3 billion in the first half of 2015, the strongest results in four years, according to a report by New York State Comptroller Thomas P. DiNapoli.

Small market participants have less access to support and appear to be less knowledgeable and engaged in their workplace retirement plans.

John Brynjolfsson, the chief investment officer of Armored Wolf, said he is closing the money management firm to outside investors and converting it into a family office.

A recruit from M.J. Whitman heads to the regional broker's employee channel.

Here is a handy checklist for clients preparing to change their living situations.

If second-guessing has begun, consider why you initially recommended the stock---that reason can still be valid even if prices are falling.

Team advisors attract more affluent clients and generate more revenue than solo practitioners, according to PriceMetrix.

Clients must digest that they will likely pay more for taxes in their lifetimes than anything else.

Defined contribution plan sponsors cannot track the owners of between 2.8 million and 4.8 million retirement accounts or 5% of the total number of accounts; Plus, why a solo 401(k) could be the best way to save for retirement.