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Vanguard Group plans to offer its first ETF focused on the $3.6 trillion U.S. municipal-bond market.
January 7 - Money Management Executive
Firms successfully developing alternative products are now targets for traditional fund giants, demonstrated by New York Life Investment Management's December acquisition of liquid alternative exchange-traded fund provider IndexIQ. But one such firm, Denver-based 361 Capital, isn't seeking merger offers. 361 Capital's president and CEO, Tom Florence, explains why.
January 7
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Vanguard Group Inc. plans to offer its first exchange-traded fund focused on the $3.6 trillion U.S. municipal-bond market.
January 7 -
Since transferred assets are required to be placed in low-risk investments, account holders are likely to end up with negative returns after IRA providers deduct the fees.
January 7 -
Investors' demands that the country's biggest bank produce better earnings amid costlier regulations are prompting fresh cries to break up JPMorgan Chase.
January 7 -
The firm was sanctioned for failing to review the incoming and outgoing email correspondence of its registered reps.
January 7 -
The former lead counsel in the board's defense of its case against two Florida planners has moved in-house as general counsel.
January 6 -
Stock buybacks can boost shareholder value, but they're not always what they seem. Make sure your clients understand the bigger picture.
January 6
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On Wall Street annually honors the industry's top young producers. Advisors ranked numbers 11 to 20 share how they the got there.
January 6 -
An advisor managing $215 million in assets left Merrill Lynch to join the regional firm.
January 6
