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Consumer and industry advocates are criticizing FINRA over its alternative to a proposal that would have required recruiting firms to disclose advisor compensation incentives to clients when moving between brokerages.

Unknown health care costs are regarded by many as the biggest threat to retirement plans. At the same time, shifts in the industry are changing advisors' options to help clients plan for the costs of extended health care. Here are the most critical factors advisors should keep in mind about long-term care.

Wells Fargo landed in hot water for failing to act on indications that a broker traded on insider information.

Unknown health care costs are regarded by many as the biggest threat to retirement plans. At the same time, shifts in the industry are changing advisors' options to help clients plan for the costs of extended health care. Here are the most critical factors advisors should keep in mind about long-term care.

Clients' unwillingness to realistically plan for their financial future can pose a challenge to advisors. Here's how to guide clients to make more rational retirement decisions.

American Depository Receipts can provide investors with an easy way to directly hold equities from around the world.

In which the author takes a pair of popular assessments and finds he’s not as daring as he thought he was.

Thirty six percent of asset managers indicating they are likely or highly likely to increase spending on computer/data security in the next 12 to 18 months was among the key findings from Money Management Executive's annual Operational Issues Survey.

UBS named Roger Naylor and Robert Karofsky co-heads of global equities at its investment bank, replacing Mike Stewart who is moving to wealth management.

Brad Bueermann of FP Transitions says you should go with the right fit when buying or selling an advisory business.