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Raymond James & Associates lured away a UBS advisor team managing $575 million in assets.

Many independent advisors say they consider themselves fiduciaries, even if they aren’t legally obligated to adhere to that standard of care. So why are so many opposed to the DoL's expected proposal?

The Honolulu-based credit union chose CUSO Financial Services to help expand its brokerage program.

Deutsche Bank's asset and wealth management unit is in growth mode in the U.S., hiring a string of managers and advisors.

While equity market performance has helped, RIA firms are also demonstrating smarter company strategy, a recent Charles Schwab study finds.

The percentage of U.S. consumers who are late on their loan payments remained at near-record lows in the first quarter, though a key figure rose slightly from the fourth quarter. Meanwhile, payments on home equity lines fell to their lowest level in five years, according to a new ABA report.

Fraud fighters have spotted a new form of ATM skimming device that is so small it's easy for the human eye to miss.

The riskiest money-market mutual funds will have to let their share prices fluctuate and charge investors withdrawal fees during times of stress under tougher U.S. rules set for adoption this month.

UBS, Switzerland’s biggest lender, is one of the best placed investment banks globally as it gains from its advisory business and has limited additional capital needs, according to analysts at JPMorgan Chase.

Investors often make mistakes when buying and selling art. Most novices will first call an auction house, which may not be unbiased about its own program.