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BNY Mellon Wealth Management Appoints Three Sales Directors in U.S. and Abroad

FINRA's Watch Over Funds

The answer rests not with the firms but with advisors themselves, says James Kerr, president of Davidson Companies.

Bank of America should pay the maximum penalty of $863 million for selling defective loans to Fannie Mae and Freddie Mac, given the egregiousness of the fraud, U.S. prosecutors told a federal judge.

Firms need technology resources and budget allocation if they want to create a social media program for their advisors.

The new directors will oversee business development in Pittsburgh; Westport, Conn.; and Dubai, United Arab Emirates.

The IRS’s ability to detect identity theft has improved, but billions of dollars were lost to criminals in 2011, according to a new report.

Social media marketing is a key component in an effective inbound marketing strategy, but it’s important to capture the right “voice” on your social media sites.

Demand is high for experienced executives across all channels. While advisor migration to independent RIAs remains the dominant trend, large wirehouse and bank players are also very much in the game for talent.

Municipal managers and strategists, still reeling from Detroit's bankruptcy, the surge in Puerto Rico yields, and a mid-year sell-off that was the worst in a quarter century, are getting their portfolios ready for the next expected hurdle as 2014 approaches — another spike in interest rates.