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Mutual funds, especially of the equity variety, enjoyed the affections of investors in February, celebrating net inflows for the month.
March 20 -
Four firms agreed to pay $105,000 in fines for violations of pricing, political contribution, supervisory and other rules of the Municipal Securities Rulemaking Board.
March 20 - Money Management Executive
Now, innovation is an imperative. You have to get ahead of the field, to get ahead at all.
March 19 -
The Pasadena-Calif.-based bank decided to move its program because of Ceteras technology platform, product menu, reporting capabilities and the training it provides advisors.
March 19 -
Headhunters say they believe the new plan, which will allow dually registered financial advisors with at least $100 million in discretionary client assets under management to retain 100% of their advisory fees, will help Raymond James retain and attract top hybrid advisors.
March 19 -
Mutual funds, especially of the equity variety, enjoyed the affections of investors in February, celebrating net inflows for the month.
March 19 -
Los Angeles-based Aspiriant is launching a new equity fund dubbed the Aspiriant Risk Managed Global Equity Fund, which will bet on a diverse group of common stocks of companies in developed and emerging markets with an emphasis on small capitalization and value companies.
March 19 -
Grandeur Peak Global Advisors is growing.
March 19 -
AdvisorShares is launching a new actively managed exchange traded fund tomorrow.
March 19 -
Nuveen Investments has launched two new dividend-focused funds.
March 19
