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The Marketing Maven offers marketing insights from the Ladenburg Institute of Women and Finance Symposium
January 16
Impact Communications -
As the RIA industry grows and reshapes itself, advisors need to keep an eye on the shifting competitive landscape. In our annual RIA Leaders report, in addition to identifying the top 50 firms by AUM and by growth, Financial Planning ran the numbers to find 50 emerging fee-only RIA firms to watch.
January 16 -
The Securities and Exchange Commission has tapped David Grim for the No. 2 spot in the Division of Investment Management, the bureau that oversees federally registered investment advisors.
January 15 -
Malcolm MacColl has left the firm he founded, Crosswind Investments, to join Brown Advisory.
January 15 -
Financial services compliance technology firm RegEd is offering clients a social media library containing pre-approved content, as well as a series of dictionaries, or lexicons, of words or phrases to support compliance.
January 15 -
DoubleLine Capital has unveiled its latest equity funds just a few weeks after hiring away two portfolio managers from TCW Group.
January 15 -
ING has quietly erased an alternative mutual fund from its portfolio.
January 15 -
Quant shop Analytic Investors has hired Paul Runge as a Director of Business Development to focus on institutional investors, with an emphasis on public pension plans.
January 15 -
David Duffy joined the group as sales director and will be responsible for the firms residential mortgage business in the Mid-Atlantic region, focusing primarily on Philadelphia and Washington, D.C.
January 15 -
Indie firm Global X Funds has launched yet another fund this week.
January 15



