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As advisors wait to see whether they'll be regulated by the SEC or FINRA, the SEC announced that its enforcement director, Robert Khuzami, will leave the agency.
January 9 -
Goldman Sachs said it will begin publishing values of the assets held in its money market mutual funds in the United States on a daily basis. The first funds for which the daily market values will be published are funds that invest in commercial paper.
January 9 -
No financial advisors will be impacted, but some of the cuts may impact the support areas for the wealth business, a person familiar with the situation said.
January 9 -
A new mobile application from Peak Advisor Alliance aims to revolutionize the client-advisor relationship.
January 9 -
What trends stand to reshape retirement planning in the new year?
January 9 -
DoubleLine Capital LP announced more investment professional hires just days ago, but don't expect that to be the only hiring the Los Angeles firm's got in the works.
January 9 -
When it comes to working with clients, Wells Fargo financial advisor Christopher Purdue, who lands at Number 30 on our list, emphasizes old-fashioned house calls.
January 9 -
In the sharply contested fight over how to avoid the automatic tax increases and spending cuts that became known as the fiscal cliff, President Obama emerged as the "clear political winner," according to a new study by the Pew Research Center for People and the Press.
January 9 -
Nuveen Asset Managements newly minted Chief Equity Strategist Robert Doll unveiled his 10 predictions for markets in 2013.
January 9 -
Jeffrey Gundlach is starting his New Year the way he ended 2012.
January 9
