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Three ING funds are bidding their subadvisor, Tradewinds Global Investors, adieu.
October 3 -
Investor confidence dropped slightly in the third quarter of 2012, according to the John Hancock Investor Sentiment Index, released Wednesday by John Hancock Financial Services.
October 3 -
Federated Investors is looking to take its fixed income prowess across the pond with the help of Bury Street Capital, a London-based investment marketing and distribution firm whose clients include leading global pension funds and wealth managers throughout Europe.
October 3 -
ImpactAssets, a nonprofit financial services company, introduced its annual database of fund managers who invest for maximum social, environmental and financial impact.
October 3 -
Based on conversations with more than 20,000 professionals, a new white paper proposes five natural starting places where planners can look for members of the 80 million-person-strong Generation Y, which will account for the next generation of financial planning clients.
October 3 -
RBC Wealth Management has snapped up a three-member wealth management team from Merrill Lynch in Colorado.
October 3 -
As Merrill Lynch intensifies its hunt to grab top financial advisory talent away from Morgan Stanley, some recruiters say more Morgan Stanley advisors are considering a transition.
October 3 -
The firm has shuffled leadership in the Southeast to accommodate a new regional manager and additional recruits.
October 3 -
Mutual fund executive John Mattera, of Fort Lauderdale, Fla., pleaded guilty this week to three criminal counts, including conspiracy, securities fraud and wire fraud, in connection to an $11 million scam involving the sale of non-existent private shares in companies such as Facebook (FB) and Groupon (GRPN).
October 3 -
Global wealth management firms engaged in 65 M&A deals from the beginning of 2011 to the end of the third quarter of 2012. During that time, $635 billion in assets under management changed hands.
October 3
