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To expand its advisory trust services, BOK Financial announced it hired Rosemary Hueser as vice president, manager of advisory trust services.

In the puzzle of oncoming financial regulation, how to properly oversee a firm’s liquidity is one of the largest pieces regulators are now working to get right.

James E. Putman, the founder and former CEO of an Appleton, Wis., investment firm, was disciplined by the CFP Board for allegedly accepting $1.24 million in kickbacks for steering clients’ money into dubious investments.

J.P. Morgan Asset Management has launched a multi-asset unit headed by Seth Bernstein, who will oversee the new effort as Global Head of Asset Management Solutions, reporting to Mary Erdoes, CEO of J.P. Morgan Asset Management, according to an internal memo.

State Street Global Advisors began trading the SPDR BofA Merrill Lynch Crossover Corporate Bond ETF and the SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF on the NYSE Arca.

In cases like the May 6 Flash Crash and most recently the failure of Facebook shares to launch for public trading smoothly, exchanges need to to prevent repeats of breakdowns, said the chief technology officer of BATS Global Markets.

As Comptroller Curry discloses concerns about JPMorgan Chase's risk management, lawmakers continue their debates over agency funding, derivatives oversight and other issues of the reform effort.

After breezing through a Senate hearing last week, Jamie Dimon faced tough questions from members of both parties at a hearing before the House Financial Services Committee.

The Foreign Account Tax Compliance Act (FATCA) is likely to radically alter how asset managers conduct business on a global scale.

Jeffrey Mortimer will lead the firm’s investment strategy committee and play a lead role in communicating its insights on markets, investment dynamics and portfolio strategy.