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After more than two decades urging the SEC to increase regulatory oversight of financial advisors, Barbara Roper stunned many on both sides of the debate by declaring herself open to the prospect of regulation coming from a self regulatory organization, such as FINRA.
June 5 -
On June 5, 2012, Prudential Investments launched the Prudential Jennison International Opportunities Fund (PWJAX), which bets on international equities.
June 5 -
Patrick J. Cappatt joined the team to help the firm attract new clients, families, endowments and foundations throughout the Pittsburgh region.
June 5 -
Are your clients prodding you for hedge funds and other alternative investments to diversify their portfolios and boost paltry returns on equities and bonds? They might want to think again.
June 5 -
Marie Chandoha, president of Charles Schwab Investment Management, told the SEC that a new study on money-market funds was troubling because it wrongly concludes that the funds are dangerously susceptible to runs and presumes more regulation is needed.
June 5 -
Citi has expanded its coverage of the investor servicing consultant community for asset managers with the appointment of Frederick Bailey as head of North America consultant relations.
June 5 -
After more than three decades in the asset management industry, Bob Doll, BlackRocks chief equity strategist, has decided to retire from the firm.
June 5 -
The tax-exempt bond market started the week off on a slow note as traders waited to take direction from what is expected to be one of the larger weeks of new issuance in the muni market.
June 5 -
Institutional investors are increasingly turning to exchange-traded funds for their investment needs, according to a Greenwich Associates study.
June 5 -
On June 5, 2012, Bob Doll, BlackRocks chief equity strategist, decided to retire from the firm.
June 5
