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There’s been a death in the Vanguard Family. Howard B. Schow, co-founder and chairman emeritus of PRIMECAP Management Company and longtime co-manager of several Vanguard funds, has passed away at 84 years old.
April 10 -
Saturna Capital Corporation, investment adviser to the Amana, Sextant, and Idaho Tax-Exempt Mutual Funds, has launched the Sextant Global High Income Fund, a flexible mandate fund which seeks high income from a globally diversified portfolio of debt and equity securities.
April 10 -
Steve Sanduski, The Prosperous Advisor, says that advisors who want to reach the pinnacle of their profession need to make sure the under the hood of their office is as excellent as the shiny exterior their clients see.
April 10
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The partnership taps into the enormous potential for referral business between CPA firms and embedded wealth management firms, says Shirl Penney, CEO and founder of Dynasty Financial Partners.
April 10 -
Charles Hart, who had been an independent advisor since 1982, has joined Ameriprises employee broker-dealer division. Hart, who managed $114 million in client assets, is now based Ameriprise's Plano, Texas, office.
April 10 -
FINRA is taking comments on its proposal to change the rules for its current procedures for removing complaints about advisors from a central database. But time is running out, as the comment period ends May 21.
April 10 -
This year, 20% of respondents to a survey by John Hancock Financial Services say theyre more likely to spend extra pay they get from lower payroll taxes, up from 12% last year.
April 10 - PH
Lincoln Financial Advisors looks to Tom LaBrie to spur business in New England.
April 10 -
Raymond James & Associates has revamped the leadership and divisional organization of its Private Client Group, giving executives of Morgan Keegan and several Raymond James employees new leadership roles.
April 10 -
