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Gregory Fleming, president of Morgan Stanley Smith Barney and Morgan Stanley Investment Management, was elected to replace former Bank of America Merrill Lynch wealth management head Sallie Krawcheck on the SROs Board of Governors.
January 12 -
The number of listed exchange-traded funds grew 20.6% in 2011 and the number of listed exchange-traded notes grew 53.8%, according to U.S. figures developed by the Exchange-Traded Fund Association.
January 12 -
The Dow Jones Industrial Average picked up 21.57 points to close at 12,471.02 while the Nasdaq recorded its sixth consecutive winning session, gaining 14 points to finish at 2,724.70.
January 12 -
Fifth Third Securities Inc., a subsidiary of Cincinnati-based Fifth Third Bank, has promoted Mike Collins to area investment manager for the banks Northern Cincinnati and Western Ohio region.
January 12 -
Stifel Financials potential offer to buy Morgan Keegan would have had a substantially larger retention payment pool for the firms employees, according to a source familiar with the matter.
January 12 -
Fidelity Investments is now offering a free version of its WealthCentral customer relationship and portfolio management platform for the iPad.
January 12 -
KeyBank says it plans to retain the financial advisors of the 37 HSBC retail branches in upstate New York that it will acquire in a pending deal.
January 12 -
Americans overall arent saving enough for retirement, and as a group, women especially seem not to be prepared. Only 8% of women workers believe that theyre building a large enough retirement fund for themselves, according to a new study.
January 12 -
This week, IRA expert Ed Slott answers questions from people concerned about the details surrounding inherited IRAs and distribution options.
January 12
Ed Slott & Co. -
Advisors can run taxable gain thresholds, estimate the tax implications of certain trades, harvest tax losses and continually monitor portfolios.
January 12
