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The Securities and Exchange Commission has adopted rules that could reward individuals who blow the whistle on illegal activity in securities markets, with bounties on successful prosecutions.To be considered for an award, the SEC’s whistleblower program requires the individual to provide "original information" that leads to the successful enforcement by the SEC of a federal court or administrative action where penalties exceed $1 million.
May 26 -
dividends_emerging markets_Forward Management
May 26 -
Global X Funds on Thursday launched the Global X Fertilizers/Potash ETF, giving investors access to what Global X calls a “critical” agricultural and commodity sector.
May 26 - Money Management Executive
The recession has had a tremendous impact on teenagers, Charles Schwab found in its “2011 Teens & Money Survey.” It’s taught them the value of responsible money management and saving.
May 26 -
The Financial Industry Regulatory Authority has ramped up its efforts to detect fraud and better work with investors and firms, its management team said on a panel Wednesday.
May 26 -
The shareholders approved a $5.7 million package for Casady, which included an $800,000 salary, $2.2 million bonus and option awards of $2.6 million.
May 26 -
Choosing a financial advisor isnt only about knowledge and investment acumen: its also about gender.
May 26 - Money Management Executive
Money Management Executive, a SourceMedia publication for executives in the asset management industry, is proud to announce the 9th Annual 2011 Fund Operations Awards, now called The NOVAs, with a number of exciting changes to the program.
May 26 -
Michael J. Woods, U.S. head of distribution for DWS Investments, has been given the additional role of regional head and chief executive officer of DWS Investments U.S.
May 26 -
Like theyve done with every stage of their lives, the Baby Boomers are changing what it means to be retired. But unlike other stages where leading edge boomers set the path that middle and second-half boomers followed, retirement is likely to be transformed throughout the boomer generation in such a way that second-half boomers and the generations that follow will experience a very different retirement than their leading edge siblings.
May 26
