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Securian's alleged tactics with departing managing partners highlight a troubling trend among firms claiming to offer flexibility and freedom.
October 28
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The firm is also trying to upgrade its services for advisors through new digital chatting tools to get in touch with the corporate office without any phone calls.
October 28
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Higher interest rates pushed up profits as the company revealed the timing for completion of the massive $2.5-billion integration of its 2020 acquisition.
October 28
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Core assumptions that underpinned record growth in recent years no longer hold.
October 28
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Shareholder documents, now at least hundreds of page long, will have to limit themselves to portfolio, performance and expense information.
October 27
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Kristin Lemkau, CEO of J.P. Morgan Wealth Management, discussed the launch of the company's Personal Advisors hybrid advisory channel and the challenges of managing and recruiting talent at American Banker's Most Powerful Women in Banking conference.
October 27
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Normally, it pays to collect benefits later. But for one retiree with a dire diagnosis, that may not be an option.
October 27
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A behavioral science researcher and an HBCU planning professor gave financial advisors tangible steps that can alter the industry's legacy of exclusion.
October 27
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An industry group contends that the commission is overestimating RIAs' control over outsourced services.
October 26
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In a panel at PIABA's annual conference, the head of the regulator's arbitration program discussed how the bombshell case has led to reforms.
October 26
