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Financial Planning's list of movers and shakers in the industry, and what we expect from them in the coming year.

A retired dentist won a huge FINRA arbitration award after accusing his best friend and longtime broker of trading in tech stocks without his consent.

For practice leaders in fast-expanding firms, relinquishing control to an outsourcer can be challenging.

The giant investment bank announced cuts across the board, but its reported sparing of financial advisors suggests that wealth careers may be recession-proof in 2023.

Planners warn that clients still need financial education to understand the ins-and-outs of new plans.

Independent financial advisors and wealth management firms are finding methods of collaborating more closely with professionals from other fields.

Plus, fresh tech from Raymond James and why HNW investors are still excited about digital assets.

For one financial planner, a client's behavior surfaces questions of marital trust and possibly a gambling addiction. Is it time for outside help?

Bradley Goodbred allegedly defrauded a widow in her 90s through a real estate investment scheme, the latest example of a rising number of scams targeting seniors.

The bank is moving away from direct wealth management services in order to tap into an unmet need for many independent financial advisors, its CEO said.